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Contributors: G.E. Thomas(UKRI-STFC RAL Space)

Issued by: RAL Space (UKRI-STFC)

Date: 16/11/2020

Ref: C3S_D312b_Lot1.1.5.4-v3.1_202011_ATBD_CCIEarthRadiationBudget_v1.0

Official reference number service contract: 2018/C3S_312b_Lot1_DWD/SC1

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titleTable of Contents

Table of Contents
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History of modifications

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Version

Date

Description of modification

Chapters/Sections

V1.0

04/11/2020

Initial

All






List of datasets covered by this document

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Deliverable ID

Product title

Product type (CDR, ICDR)

Version number

Delivery date

D3.3.25-v3.0

ECV Earth Radiation Budget brokered from
ESA's Cloud_cci ATSR-AATSRv3 dataset

CDR

V3.0

22/07/2020

D3.3.26-v3.x

ECV Earth Radiation Budget derived from SLSTR

ICDR

V3.1

30/11/2020 – onward







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Related documents

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titleClick here to expand the list of related documents (D1-D11)


Reference ID

Document

D1

Algorithm Theoretical Basis Document, v.6.2. ESA Cloud_cci.
https://climate.esa.int/media/documents/Cloud_Algorithm-Theoretical-Baseline-Document-ATBD_v6.2.pdf
Last accessed on 11/10/2022

D2

Product User Guide, v5.1. ESA Cloud_cci.
https://climate.esa.int/media/documents/Cloud_Product-User-Guide-PUG_v5.1.pdf
Last accessed on 11/10/2022

D3

Algorithm Theoretical Basis Document, CC4CL, v6.2. ESA Cloud_cci.
https://climate.esa.int/media/documents/Cloud_Algorithm-Theoretical-Baseline-Document-ATBD-CC4CL_v6.2.pdf
Last accessed on 11/10/2022

D4

Comprehensive Error Characterization Report, v.4.1. ESA Cloud_cci.
https://climate.esa.int/media/documents/Cloud_Comprehensive-Error-Characterisation-Report-CECR_v4.1.pdf
Last accessed on 11/10/2022

D5

Algorithm Theoretical Basis Document: CC4Cl Broadband Radiative Flux Retrieval, v1.1. ESA Cloud_cci.
https://climate.esa.int/media/documents/Cloud_Algorithm-Theoretical-Baseline-Document-ATBD-CC4CL-TOAFLUX_v1.1.pdf
Last accessed on 11/10/2022

D6

Algorithm Theoretical Basis Document (AATSR Oxford-RAL Aerosol and Cloud), Version 3.0. ESA Aerosol_cci.
http://cci.esa.int/sites/default/files/Aerosol_cci2_ATBD_ATSR_ORAC_v3.0.pdf
Last accessed on 11/10/2022

D7

Sus et al. The Community Cloud retrieval for Climate (CC4CL). Part I: A framework applied to multiple satellite imaging sensors, Atmos. Meas. Tech. 2017.
DOI: https://doi.org/10.5194/amt-2017-334

D8

McGarragh et al. The Community Cloud retrieval for CLimate (CC4CL). Part II: The optimal estimation approach, Atmos. Meas. Tech. 2017.
DOI: https://doi.org/10.5194/amt-2017-333

D9

AATSR Detailed Processing Model Level 1b. Ref: PO-TN-RALS-GS-10004.
http://cci.esa.int/sites/default/files/Aerosol_cci2_ATBD_ATSR_ORAC_v3.0.pdf
Last accessed on 15/10/2019

D10

ENVISAT-style products for ATSR-1 and ATSR-2 data. Ref: APP-TN-005.
https://earth.esa.int/c/document_library/get_file?folderId=46990&name=DLFE-694.pdf 
Last accessed on 15/10/2019

D11

Sentinel-3 SLSTR Technical Guide.
https://sentinel.esa.int/web/sentinel/technical-guides/sentinel-3-slstr/instrument
Last accessed on 23/09/2020


Acronyms

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titleClick here to expand the list of acronyms


Acronym

Definition

AATSR

Advanced Along-Track Scanning Radiometer

ATBD

Algorithm Theoretical Basis Document

ATSR-1, -2

Along Track Scanning Radiometer

AVHRR

Advanced Very High Resolution Radiometer

BRDF

Bidirectional Reflection Distribution Function

BRFR

Broadband Radiative Flux Retrieval

C3S

Copernicus Climate Change Service

CC4CL

Community Cloud retrieval for Climate

CCI

(ESA) Climate Change Initiative

CDR

Climate Data Record

CDS

Climate Data Store

DARD

Data Access Requirements Document

ECMWF

European Centre for Medium Range Weather Forecasts

ECV

Essential Climate Variable

ENVISAT

(the) Environmental Satellite

ERA

ECMWF Re-Analysis

ERB

Earth Radiation Budget

ERS-2

Environmental Research Satellite

ESA

European Space Agency

FCDR

Fundamental Climate Data Record

GCMD

Global Change Master Directory

ICDR

Interim Climate Data Record

IR

InfraRed

MODIS

Moderate Resolution Imaging Spectroradiometer

MWIR

Mid-Wavelength InfraRed

NEΔT

Noise-Equivalent delta-Temperature

ORAC

Optimal Retrieval of Aerosol and Cloud

PUG

Product User Guide

RAL

Rutherford Appleton Laboratory

RITS

Radiative Important Trace Species

RTTOV

Radiative Transfer for TOVS (TIROS Observational Vertical Sounder)

SLSTR

Sea and Land Surface Temperature Radiometer

SOHO

Solar and Heliospheric Observatory

SORCE

SOlar Radiation and Climate Experiment

STFC

Science and Technology Facilities Council

SWIR

Short-Wavelength InfraRed

TIR

Thermal InfraRed

TIROS

Television and Infra-Red Observation Satellite

UKRI

UK Research and Innovation

VIS

Visible (wavelengths)


Scope of the document

This Algorithm Theoretical Basis Document (ATBD) describes the generation of the Climate Data Record (CDR) on Earth Radiation Budget, which is a brokered service from ESA’s Cloud_cci, and its extension with an interim-CDR (ICDR) derived from the Sea and Land Surface Temperature Radiometer (SLSTR) on the Sentinel-3 platform. This extension of the ESA Cloud_cci dataset is generated specifically for C3S by RAL Space, but is derived using the same algorithm and processing chain. Therefore, this document refers to several Cloud_cci documents (see Related documents), namely the Cloud_cci ATBD [D1], the Broadband Radiative Flux Retrieval ATBD [D5] and the ESA Cloud_cci Product User Guide (PUG) [D2]. These documents describe the data processing chain and the algorithms used to generate the Earth radiation products and the cloud products on which they are based. The assessment described in this document is carried out within the scope of C3S, whereas the intellectual property rights of the products themselves remain with the Cloud_cci, in the case of the CDR, or lie with STFC RAL Space, in the case of the ICDR. This document is not part of the official Cloud_cci documentation, but produced solely in the scope of the brokering to the CDS.

Executive summary

The CDR on Earth Radiation Budget is a brokered product of the CC4CL dataset produced by ESA's Cloud_cci project, and the SLSTR ICDR is an extension to the brokered product. Accordingly, this document largely refers to the ESA Cloud_cci documentation, with additional information specific to SLSTR included.

The Cloud_cci record comprises 17 years (1995-2012) of satellite-borne observations derived from measurements of the ATSR series of satellites on board the ESA ERS-2 and ENVISAT satellites. The CDR provided here comprises monthly means (0.5° x 0.5° resolution) of Earth radiation on a regular global latitude-longitude grid. The SLSTR ICDR continues this record, with a 5-year gap, with version v3.x providing cloud and radiation budget products from SLSTR from 2017 on.

The Earth Radiation Budget products are top-of-atmosphere reflected solar (shortwave) flux and outgoing longwave (thermal-IR) radiation. Note that the brokered service within Copernicus provides only a subset of the original CCI cloud properties and radiation dataset, thus the mentioned products do not cover the entire range of Earth Radiation Budget products contained in the original dataset provided by Cloud_cci.

1. Instruments

The brokered Cloud_cci cloud dataset is derived from the ATSR-2 and AATSR instruments, which are described in the Cloud_cci ATBD [D1], Section 2.2.

ICDR data is derived from the Sea and Land Surface Temperature Radiometer (SLSTR), flown on board the Copernicus Sentinel-3 platform. SLSTR is an improved version of the ATSR instruments, providing additional spectral channels, improved spatial resolution for the visible and shortwave-infrared channels and a considerably wider swath (1,400 km nadir swath, compared to 512 km for AATSR). As part of the Copernicus operational observation system, two SLSTR instruments are kept operational, with a backup instrument also to be in orbit (although not yet launched). The two operational instruments were launched on Sentinel-3A on 16th February 2016 and Sentinel-3B on 25th April 2018. The two platforms fly in identical, interleaved sun-synchronous orbits, such that the two SLSTR instruments provide nearly global coverage twice daily (with one day and one night overpass). Orbital characteristics of Sentinel-3A are summarised in Table 1‑1.

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Table 1‑1: The orbital characteristics of the Sentinel-3 satellites. Note that these characteristics are very similar to the ERS-2 and ENVISAT platforms which carried the preceding ATSR instruments.

Altitude

Inclination

Period

Repeat Cycle

Ground-track deviation

Local Time at Descending node

814.5 km

98.65°

100.99 min

27 days

±1 km

10:00

The SLSTR instrument is described in detail by the Sentinel-3 SLSTR User Guide [D11], but an overview of its specifications is given in Table 1‑2.

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Table 1‑2: The specifications of the SLSTR instruments (taken from the SLSTR User Guide [D11]).


Capability

SLSTR Specifications

Swath

Nadir view

1,400 km

Oblique view

740 km

Global Coverage Revisit Times
(nadir view)

1 satellite

1 day (mean)

2 satellites

0.5 day (mean)

Spatial Sampling interval at Sub-satellite point (km)

VIS-SWIR

0.5 km

IR-Fire

1 km

Spectral channel centre (µm)

VIS

0.554 (S1); 0.659 (S2) 0.868 (S3)

SWIR

1.374 (S4); 1.613 (S5); 2.25 (S6)

MWIR/TIR

3.742 (S7); 10.85 (S8); 12.02 (S9)

Fire 1/2

3.742 (F1); 10.85 (F2)

Radiometric Resolution

VIS (Albedo =0.5%)

Signal-to-Noise Ratio (SNR) > 20

SWIR (Albedo =0.5%)

Signal-to-Noise Ratio (SNR) > 20

MWIR (T =270K)

NEΔT < 80 mK

TIR (T=270K)

NEΔT < 50 mK

Fire 1 (<500 K)

NEΔT < 1 K

Fire 2 (<400 K)

NEΔT < 0.5 K

Radiometric Accuracy

VIS-SWIR (Albedo = 2-100%)

< 2% (Beginning of Life)

<5% (End of Life)

MWIR –TIR(265 – 310 K)

< 0.2 K (0.1 K goal)

Fire (< 500 K)

< 3 K

2. Input and auxiliary data

This section summarises the required input data used in the retrieval algorithms.

2.1 Fundamental climate data record

The input data for the Cloud_cci dataset is the so-called AATSR-multi-mission level 1b data record, and this forms the Fundamental Climate Data Record (FCDR) for this product. The processing of measured radiances to level 1b is described in the ESA AATSR Detailed Processing Model Level 1b [D9] and ENVISAT-style products for ATSR-1 and ATSR-2 data [D10] documents.

The input data for the Cloud_cci extension ICDR is the (non near-real-time) ESA Observation mode SLSTR level-1 archive, hosted by the Centre for Environmental Data Analysis (CEDA). At time of writing, no reprocessing of the SLSTR level-1 archive has been undertaken, and improvements in instrument calibration, pixel colocation/geolocation and minor product details have continued to evolve throughout the lifetime of the mission. It is likely that some variation in ERB product quality will be attributable to this inconsistency in the level-1 input data.

The Broadband Radiative Flux Retrieval (BRFR) module of the CC4CL processor operates on level 2 Cloud_cci cloud products, as well as level 2 aerosol optical depth products produced for the Aerosol_cci project and C3S 312b Lot2, also using the ORAC retrieval scheme applied to (A)ATSR and SLSTR data. Details of the Aerosol retrieval scheme employed for Aerosol_cci and C3S can be found in the Aerosol_cci ORAC ATBD [D6].

2.2 Specific input and auxiliary data

The specific spectral channels used in producing the (A)ASTR and SLSTR Earth Radiation Budget product are detailed in Table 2 1, which were chosen to match the so-called "heritage-channels" provided by the long-running AVHRR instrument series. The cloud retrieval only makes use of the nadir view of the (A)ATSR and SLSTR instruments.

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Table 2-1: (A)ATSR and SLSTR channels used to produce the Cloud_cci Earth Radiation Budget v3.0 TCDR and SLSTR v3.x ICDR

(A)ATSR Channel number

SLSTR Band name

Nominal wavelength

2

S2

0.67 µm

3

S3

0.87 µm

4

S5

1.6 µm

6

S8

10.8 µm

7

S9

12.0 µm

In addition to (A)ATSR or SLSTR level 1 data, the CC4CL retrieval scheme, and BRFR module, also rely on a range of auxiliary datasets, which are detailed in Table 2 2.

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Table 2-2: Auxiliary data used in generating the SLSTR cloud properties and radiation ICDRs.

Dataset

Description

ECMWF ERA-5

ECMWF reanalysis products provide pressure, temperature, humidity and ozone profiles, as well a priori surface temperature, sea ice extent and near-surface wind speed for ocean surface reflectance calculation.

MODIS MCD43A1 V006

The MODIS BRDF product provides land-surface reflectance.

IREMIS UW Baseline Fit

The Global Infrared Land Surface Emissivity (IREMIS) University of Wisconsin-Madison Baseline Fit to the MODIS MOD11 emissivity product provides land-surface emissivity.

RTTOV

The standard coefficient and database files provided with RTTOV v 12.1 are used, where not superseded by other auxiliary data (as is the case with the emissivity and surface reflectance atlases)

SOHO and SORCE

Information on incoming total solar irradiance is supplied by the Solar and Heliospheric Observatory (SOHO) and SOlar Radiation and Climate Experiment (SORCE) satellite records.


Further details of the auxiliary data used are provided in the Cloud_cci CC4CL ATBD [D3], Section 3. Full details of input data to the BRFR module are given in Section 2.1 of the BRFR ATBD [D5].

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1The product used is MCD43A1 V006. See the MODIS user guide at https://www.umb.edu/spectralmass/terra_aqua_modis/v006 (accessed 7-May-2020).

3. Algorithms

This section describes the algorithms used to derive the final Earth Radiation Budget products.

3.1 Retrieval of swath-based Earth radiation (level-2 data)

The algorithm used to derive top-of-atmosphere (and surface) radiation is described in Section 2.1 of the Cloud_cci BRFR ATBD [D5].

3.2 Generation of final products (level-3 data)

The generation of the final level-3 products (monthly means) is outlined in Cloud_cci ATBD [D1], Section 4.

4. Output data

This section summarises information on the output files.

4.1 File format

Cloud_cci TCDR and SLSTR ICDR products are provided to the CDS in NetCDF (version 4), which are compliant with the conventions CF 1.8 and the NASA Global Change Master Directory (GCMD) Science Keywords vocabulary. Filenames follow the structure:

C3S-312bL1-L3C-MONTHLY-ERB-INSTORACPLATFORM{}YYYYMM{_}_fv3.0.nc,

where INST and PLATFORM refer to the instrument and platform from which data originates (either ATSR2 and ERS2, or AATSR and ENVISAT for TCDR data, or SLSTR and Sentinel-3a or -3b for ICDR data), and YYYYMM provides the year and month covered by the monthly mean product.
Data are provided as monthly means of Earth Radiation Budget, as described in Table 4-1, on a regular latitude-longitude grid, with a spacing of 0.5° in both dimensions (thus grid centres lie at -89.75°, -89.25°, -88.75°, …, 89.75° in latitude and -179.75°, -179.25°, -178.75°, …, 179.75° in longitude).

4.2 File contents

All data arrays, described in Table 4-1, are 720x360 element arrays, on the grid defined by the longitude (lon, with 720 elements) and latitude (lat, with 360 elements) axes. In addition, each file contains the global attributes defined in Table 4-2.

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Table 4-1: The data variables included in the Cloud_cci TCDR and SLSTR ICDR Earth Radiation Budget files brokered to, or produced for, the CDS.

Property

Unit

Variable name

Comment

Latitude

Degrees North

lat

Values correspond to grid centres (-89.75°, -89.25°, -88.75°, …, 89.75°)

Longitude

Degrees East

lon

Values correspond to grid centres (-179.75°, -179.25°, -178.75°, …, 179.75°)

Pixel count

-

pixel_count

The total number of level 2 pixels included in the averaging (both cloudy and clear).

Cloud pixel count

-

cloud_count

The number of level 2 cloud pixels included in the averaging (NB. Does not include number of Aerosol_cci pixels included).

Top-of-atmosphere reflected solar flux

Wm-2

rsf


Top-of-atmosphere outgoing longwave radiation

Wm-2

olr


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Table 4-2: List of global attributes included in the Cloud_cci TCDR and SLSTR ICDR Earth Radiation Budget files brokered to, or produced for, the CDS.

Attribute name

Description

title

Descriptive title of the file contents

project

"Climate Change Initiative-European Space Agency"

product_version

The version number of the product

conventions

Lists the naming and meta data conventions used

standard_name_vocabulary

Defines the standard name convention used

institution

The source institution of the data

source

The source (level 1) data used in the product

geospatial_lon_resolution

The grid spacing in the longitude axis

geospatial_lat_resolution

The grid spacing in the latitude axis

geospatial_lon_min

The minimum longitude covered by the product

geospatial_lon_max

The maximum longitude covered by the product

geospatial_lat_min

The minimum latitude covered by the product

geospatial_lat_max

The maximum latitude covered by the product

spatial_resolution

Alternative description of the spatial grid used

geospatial_vertical_min

Definition of vertical grid used (0 indicated no vertical grid)

geospatial_vertical_max

Definition of vertical grid used (0 indicated no vertical grid)

platform

Satellite platform from which observations originated

sensor

Satellite sensor which made the observations used

creator_email

contact.cloudcci@dwd.de

creator_url

www.esa-cloud-cci.org

date_created

ISO date and time string of processing time of the particular file

creator_name

Alternative for institution

time_coverage_duration

ISO time string defining temporal coverage of the product

time_coverage_resolution

ISO time string defining temporal resolution of the product

references

Link to further information about the product

history

Brief description of provenance of the product

summary

Brief description of product contents

keywords

List of keywords (for data discovery)

comment

Any further comments on the product not covered by other fields

license

License conditions of the product

cdm_data_type

Common Data Model Data Type used in the NetCDF file

keywords_vocabulary

The standard list from which the keywords have been extracted

naming_authority

ID string of the institution naming product (and contents)

tracking_id

An ISO Universally Unique Identifier (UUID) number for the file

id

A human readable identifier of the product

time_coverage_start

ISO time string of the start of the product's temporal coverage

time_coverage_end

ISO time string of the end of the product's temporal coverage

inputfilelist

List of the primary input files used to create the product

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References

References are listed in ESA Cloud_cci ATBD [D1], Section 5; in ESA Cloud_cci PUG [D2], Section 6; in ESA Cloud_cci CECR [D4], Section 11; in ESA Cloud_cci BRFR ATBD [D5], Section 4; in AATSR Level 1b Detailed Processing Model [D9], Section 3; in ENVISAT-style Products for ATSR-1 and ATSR-2 data [D10], Section 8; and Sus et al. and McGarragh et al. [D7, D8].

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This document has been produced in the context of the Copernicus Climate Change Service (C3S).

The activities leading to these results have been contracted by the European Centre for Medium-Range Weather Forecasts, operator of C3S on behalf of the European Union (Delegation agreement signed on 11/11/2014). All information in this document is provided "as is" and no guarantee or warranty is given that the information is fit for any particular purpose.

The users thereof use the information at their sole risk and liability. For the avoidance of all doubt , the European Commission and the European Centre for Medium - Range Weather Forecasts have no liability in respect of this document, which is merely representing the author's view.

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